planning, tax and ethics) and Module 2 (investment planning), curriculum recognized by the SEC Office, or any others under remark1. In case of passing CFP Module 1 and Module 2, the 2-year result validation
appears in the fund manager register except the case of infrastructure fund manager who may be listed in property fund manager register, providing that such person shall use the qualification of passing
hosting an annual conference must be submitted three years in advance. The SEC will submit the proposal for hosting the IOSCO annual conference on 7 June 2019 according to the IOSCO schedule. If passing
Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...
Issuer and the Guarantor believe that the factors described below represent the principal risks inherent in investing in the Notes to the best of their current knowledge as at the date of this Prospectus
regard, such attendance shall continue from the previous one and shall be required at least once every two calendar years as from the calendar year of passing the course, or (b) having attended a full
one and shall be required at least once every two calendar years as from the calendar year of passing the course, or (b) having attended a full course relating to securities and exchange laws
matter, such director shall have no right to vote on such matter, except voting for director election. In casting votes for passing any resolution or approval for any act in the general meeting, a majority
shareholder. In the event that a director has a personal interest in any matter, such director shall have no right to vote on such matter, except voting for director election. In casting votes for passing any
expense and non – cash items would be THB 1 million in 2017. • Sale and service revenues With the passing of His Majesty King Bhumibol Adulyadej, the 9th King of the Chakri Dynasty in October 2016 and the