be in line with the definitions of the terms prescribed in the Securities Law. The proposed regulations aim to better clarify the terms, prevent unfair trading practices related to digital assets and
securities for business take-overs, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of rules, regulation, notifications, orders, or directions under this Act
Securities Public Company Limited ("KTBST") failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested
follows; (1) engaged in an act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board
in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair
which contained expense of repair of DEMCO’s construction projects. Mr.Suwat used such non-public information material to gain unfair benefits over other persons by virtue of his position as a Assistant
securities issuance and offering, responsibilities of listed companies and executives, fraud cases related to listed companies, unfair trading activities, and the implementation of civil sanctions. He also
characteristics. - Having the following efficient systems in place: (1) trading system, (2) information and database system with audit trail, (3) market surveillance system, (4) preventive measure against unfair
January 27, 2014.As the purchase price is higher than the tender offer price, it caused unfair treatment among EIC shareholders. The SEC proposed this matter to the Sub-Committee on Business Takeovers for