business service as a channel for money laundering and terrorist financing such as requiring securities business operator (securities firms and asset management companies) to learn of client?s identity, a so

calculating risks and returns so the users will learn how to allocate the investment to suit their needs.  ?Fund Supermart? provides  investors with accesses to mutual funds offered by many asset management

seek approval for such offering. Accordingly, shareholders can learn and aware of  the related persons? movement and their voting. Meanwhile, the allotment of debentures, B/E and DW to the related

obtaining upon retirement, both financial and lifestyle management must be appropriately adjusted. The visitors will learn of knowledge on financial planning and management of pensions, financial products for

learn of more details, please visit the SEC website ? www.sec.or.th.?

defective operation was caused by (1) its insufficient process of issuer credit review and (2) its outdated list of approved securities for investment. Such inadequate operation was against the operational

have been taken into consideration. The regulation may not be perfect yet, but it’s the start allowing us to learn from the real use case together with the industry

, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together

criteria relevant to member countries where businesses are interested in offering mutual funds for sale (business operators can learn more at https://fundspassport.apec.org/) On 23 October

, and do not incur the unreasonable costs comparable to their size of business.”“SEC prepares microsite “Start to Grow” as a gift for SMEs, Startups and public to learn and understand the fundraising