strategies for biodiversity. On behalf of the SEC, Ms. Areewan Aimdilokwong, Assistant Secretary-General, reaffirmed the SEC's commitment to contributing to the drive towards promotion of financial strategies
project and the commitment made with the unitholders concerning the Rules on maintaining portfolio duration. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code Settlement Committee
Supervisory Board No. Tor Nor. 27/2554 Re: Commitment between the Unitholders of an Infrastructure Fund and the Management Company ______________________________ By virtue of Section 16/6 of the Securities and
marginal part, which represents the dynamic behaviour of each individual marginal, and the copula part, which represents the joint dependence among those individual components. Specifically, the REITs
Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
’ commitment to the Code may include engaging directly with companies or indirectly through the mandates given to asset managers. They should clearly communicate their policies on stewardship to their managers
in which they invest in order to assess their individual circumstances, performance and long- term potential, and to consider whether there is value in intervening to encourage change. 2.3 Proactive
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages