indicating the client allowed {B} to make securities trading decisions on the client's behalf. In addition, OSK Securities probe further into the case and found that {C} failed to record several securities
PT Millennium Penata Futures, and Kasemsak Sirisrisornchai, a director of J.R.A. Business Center Ltd. This follows complaints indicating that the aforesaid firms represented themselves to the general
based on reasonable evidence indicating that the said persons agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the
between the unitholders and the management company shall not contain: (a) any term indicating that the infrastructure mutual fund has the right to recall the returning capital or benefits rightfully
derivatives on behalf of a client for over 3 years and he admitted to the misconduct.For {E}, the case was lodged by client of Globlex Securities Co., Ltd. indicating that {E} had made unauthorized derivatives
increased from the second period of the year 2017 due to the current liabilities decreased. The Debt to Equity Ratio is equal to 0.11:1 times, indicating normal criteria and no significant difference from
compliance indicating the applicable standard for its debt securities issuance. 2. Additional disclosure in the Registration Statement: The minimum disclosure must comply with the ICMA’s standard. More details
and Debt to Equity ratio equal to 0.12:1 times, about the same as those of the same period of the previous year which were 7.76:1 and 0.10:1 times, respectively, indicating that the Company still stable
.doc from directorship as specified by the law on public limited companies, a director shall be removed from his directorship upon possession of any characteristic indicating a lack of appropriateness in
issuance of sukuk; (b) important characteristics of sukuk indicating rights, conditions, and rates or https://publish.sec.or.th/nrs/5571se.pdf 18049764.pdf meeting of the board of directors, either the