criteria* for independence between each other. This is part of an effort to enhance the qualification of the Digital Asset Custodian Wallet Providers to ease the requirements for these providers that have
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
audit firms were also conducted. For example, (1) succession plan and retention plan, (2) maintenance of independence of audit firms and auditors, (3) assessment on readiness of accounting personnel, (4
, brings about different outcomes, and can be applied on different levels. The supervisory mechanism covers three areas, i.e., self-discipline, market discipline and regulatory discipline. To create
, brings about different outcomes, and can be applied on different levels. The supervisory mechanism covers three areas, i.e., self-discipline, market discipline and regulatory discipline. To create
today affirms integrated collaboration of the institutional investors which will bring about even more solid self and market disciplines to drive capital market industry. For retail investors, the SEC
enforcement efficiency and boost confidence in the Thai capital market.? Tipsuda Thavaramara, SEC Deputy Secretary-General said, ?Collaboration between the SEC and all market participants is needed to help
ปรับปรุงแก้ไขต่อไป โดยควรกาหนด บรรทัดฐานที่จะใช้เปรียบเทียบกับผลการปฏิบัติงานอย่างมีหลักเกณฑ์ 3.7.2 ในการประเมินผลการปฏิบัติงานควรประเมินท้ังแบบคณะและรายบุคคล โดยอย่างน้อย ต้องเป็นวิธีประเมินด้วยตนเอง (self
Appointing Independence Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver of Appointing Independence Director of
concerning Rules on Rendering a Waiver of Appointing Independence Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver