support securities regulators to tackle new challenges and risks. The second FSAP included the assessment of the SEC’s roles and responsibilities regarding transparency, independence, rulemaking procedures
be a qualified person with independence, objectivity and required competency; (3) Update the requirements per current standards and guidelines to be in alignment with international standards and other
ratio) 7 : 1 6 : 1 * ) 12 5. KPMG 2564 Big 4 Independence testing 6. KPMG 2564 Big 4 1 13 7. KPMG 2564* Big 4 (Listed company /partner) 22 2.84 * / portfolio allocation 2 108 / KPMG 2564 54
(staff/ partner ratio) 19 : 1 25 : 1 (staff/ manager ratio) 3 : 1 6 : 1 * ) 11 5. EY 2563 - 2564 Big 4 Independence testing 6. EY 2563 Big 4 1 12 7. EY 2563* Big 4 (Listed company /partner) 3.983 2.84
do not override the quality of the work performed and the independence of the firm and its personnel. 11 Describe how the firm reviews and updates the Quality control policies, procedures, and
to further expand its portfolio in the airbag sector and become an integrated manufacturer of airbag yarns and textiles globally, while offering a wider choice to its customers in a more cost efficient
addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits
30 percent of the NAV. In addition, to offer more choice to PVD members, establishment of PVDs as sector fund whose investment policy concentrates on securities of certain industry sectors is allowed
a mechanism for PVD to automatically choose a suitable investment policy for members who do not make a choice by themselves by taking into consideration such members’ characteristics such as age and
13.30 น. มีการบรรยายพิเศษ หัวข้อ “Policy choice for regulating digital asset industry” โดยศาสตราจารย์ Douglas Arner อาจารย์คณะนิติศาสตร์ มหาวิทยาลัยฮ่องกง และการสัมมนา หัวข้อ “Opportunities, Challenges