Notification of the Office of the Securities and Exchange Commission No. SorNor. 12/2545 Re: Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of Investment Units
Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 12/2545 Re: Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of
protection measures available, including complaint/redress procedures. • Identify the implications of providing inaccurate, misleading or insufficient information to the financial service provider
the inaccurate the reviewed financial statements for Q2/2017. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021
the inaccurate the reviewed financial statements for Q3/2017. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021
the inaccurate the audited financial statements for the year 2017. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021
the inaccurate the annual registration statement for the year 2017 (Form 56-1) SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021
the inaccurate the annual report for the year 2017 (Form 56-2). SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021
the inaccurate the reviewed financial statements for Q1/2018. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021
the inaccurate the reviewed financial statements for Q2/2018. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021