owns the account, or has significant interests in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in
identification of clients and the beneficial owners of derivatives traded by clients in accordance with the information obtained from members. Such identification may be recorded in the form of Identification Card
Offeror must have submitted this Tender Offer for Securities (Form 247-4) to the SEC and the Tender Offer for Securities has been made effective; (3) the Tender Offer Agent must have confirmed the number of
): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality
oversight 2) Management’s role 1) Risks and opportunities 2) Impact on organization 3) Resilience of strategy 1) Risk identification and assessment processes 2) Risk management processes 3) Integration to
license and evidence on renewal of such license; (11) Copy of Identification Card; (12) Copy of the Shareholders Name List (Form Bor. Or. Jor. 5). In this regard, I confirm my willingness to provide
. Others include preparation of financial statements, methods to contact and service customers with identification of customers’ real identities or real beneficiaries, evaluation of customers’ investment
Identification Data) ภายใน ๑๕ วันนบัแต่วันทีป่ิดการเสนอขายโทเคนดิจิทัล ๕. ข้อมูลผู้ลงทุน (Customer Data) ภายใน ๑๕ วันนบัแต่วันทีป่ิดการเสนอขายโทเคนดิจิทัล ๖. รายงานบัญชีเก็บสินทรัพย์ดจิิทัลของผู้ลงทุน (Customer