Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits

Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the

SMEs for funding in order to develop their potential and increase their ability to compete both domestically and internationally which is SEC's mission under the master plan of the 20-Year National

’ business operation and increase investor protection. More emphasis will be given to promoting retirement savings through provident funds and investment products designed for financial well-being after

, “Leadership Role and Sustainable Business,” and the launch of Gender Corner. The event aimed to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for

said The SEC?s strategic plan aims at stepping up the development of the Thai capital market in terms of liquidity, market capitalization, corporate governance, and sustainable development to increase

raise awareness among employers, both in public and private sectors.In designing the Project, the SEC worked with the Thai Listed Companies Association and agreed that promotion of financial literacy in

Bangkok, September 29, 2014 ? The SEC and the Federation of Accounting Professions under His Majesty The King?s Royal Patronage (FAP) plan to launch a capacity building project to increase the number

instructed RS to clarify the reasonableness of the said transactions as they may raise several issues. For example, potential conflicts of interest under the business structure between RS and GIFT, the

World Investor Week is a global campaign to raise awareness about the importance of investor education and protection promoted by the International Organization of Securities Commissions (IOSCO). The