from all training institutes. Prof. Link will be the center to collect all information related to the training of all license holders, consisting of over 80,000 ICs, IPs and IAs, ensuring accurate and
services not exceeding the period specified by law.To accommodate the business undertakings while ensuring that investors obtain appropriate investment advice and information in a timely and efficient manner
demeanors of the person under consideration which benefit or hinder the operation of the SEC Office; (6) personal record or any past demeanors indicating inappropriateness to be director or executive of a
expects that this will contribute to the comprehensive utilization of capital market benefits. However, the SEC’s role does not involve preventing investor losses or ensuring compensation in the event such
investor confidence and trust but also ensuring business integrity and creating long-term business value. In conducting its leadership roles and responsiblilities, the board should strive for the following
industries, businesses and SMEs as well as relief for people who lose their jobs and incomes. The package also includes measures to stabilize the 3 financial markets by injecting liquidity and thereby ensuring
investor confidence and trust but also ensuring business integrity and creating long-term business value. In conducting its leadership roles and responsiblilities, the board should strive for the following
turnover in busy season? 4 How does the firm address concerns regarding the competence and capabilities of engagement team members, including ensuring they have sufficient time to perform their
effective outcomes for the capital market sector and the Thai economy at large. The Strategic Plan 2022 – 2024 aims to achieve three main objectives, namely (1) enhancing competitiveness, (2) ensuring
assessed based on the International Organization of Securities Commission (IOSCO) Principles, which aim to achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that