advisors as well as knowledge enhancement of securities firms and investor contacts regarding product features and clients? risk profiles. Meanwhile, the SEC is promoting investor education to help investors

investors can better understand the fund features and investment risks. Meanwhile, rules on selling practice of investment consultants have been revised accordingly.The consultation paper can be found at

December 26, 2008, the amended rules have the following features:1.The status of Category B investor contacts (marketing officer), who are also registered as fund managers, will be automatically upgraded to

Securities for Business Takeovers to Alleviate Global Financial Crisis Impacts is temporarily in effect for three months starting from 17 November 2008. The salient features of which are as follows:    -The

regulators. The revision also requires that rating of products with complicated features, including plain and tranche securitization, be attached with a special symbol. ?The global financial environment is

to a wider target. The application features simple tips on financial planning, easy to access information on financial products and more information useful for making investment decision which includes

. Development of Mobile App ?start-to-invest,? an application disseminating knowledge about investment on iphone and ipad with user-friendly and comprehensive features was thus initiated by the SEC. App start-to

Bangkok, October 15, 2013 ? The SEC today launched new corporate website with more user-friendly design. Newly introduced and improved functions and features have been built-in to offer even more

features and offer higher returns than general debt securities. Specifically, from 2012 to June 2020, the total offering amount of subordinated perpetual bonds was 119,000 million baht. Of this amount, the

allowed to give advice to investors regarding capital market products with non-complex features.