Microsoft Word - Q&A KFF21I filing.docx รายการคําถามและคําตอบเกียวกบักองทุนเปิดเค ตราสารหนี ต่างประเทศ 2021I 1 กองทุนเปิดเค ตราสารหนี ตา่งประเทศ I K Foreign Fixed Income 2021I Fund : KFF21I ผูล้งทุน
Microsoft Word - MD&A Q1_2020 (Eng ) May 8, 2020 Subject : Interim Management Discussion and Analysis of Q1/2020 Attention : President of The Stock Exchange of Thailand We attach herewith the
Microsoft Word - MD&A SET Q3'2020 ENG Page 1 of 2 November 13, 2020 Re: Management Discussion and Analysis for Quarter 3/2020 (September 30 ,2020) To: Director and Manager of the Stock Exchange of
for a certain period of time and with high trading volume. Moreover, {A} admitted that he traded securities for a client without any order. Although this client notified him to stop trading, {A
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk
On 9 July 2020, the CMSB Meeting No. 13/2563, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution approving the regulations related to the establishment of high yield bond
“PDPA Award 2020” on personal data protection will send a positive signal to motivate organizations to take up this matter with utmost care like what they have already done in context of good
Microsoft Word - MD&A trans at 2.2018 and 6 months.doc ( Translation ) 14th August 2018 Subject: Management Discussion and Analysis (MD&A) for the 2nd quarter period of year 2018 To: Managing
extremely high volatility which included triggering the SET circuit-breaker 3 times. Each large movement also triggered a massive change in the Delta hedge position within a very short period of time. These