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not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor’s
("PHOL"), sold ordinary PHOL shares via his nominee's securities account, which led to the changes of such shares holding. He filed the report (Form 59-2) to the SEC Office on July 14, 2021
("PHOL"), sold warrants to purchase the ordinary PHOL shares (PHOL-W1) via his nominee's securities account, which led to the changes of such shares holding. He filed the report (Form 59-2
On 26 October 2022, the SEC Thailand led by Ms. Ruenvadee Suwanmongkol, Secretary-General, and Mr. Pornpong Sakdapat, Assistant Director of the Investment Management Policy Department, together with
On 26 October 2022, the SEC Thailand led by Ms. Ruenvadee Suwanmongkol, Secretary-General, and Mr. Pornpong Sakdapat, Assistant Director of the Investment Management Policy Department, together with
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the Management Team, held a meeting with representatives from the Asian Development Bank (ADB), led by Mr. Winfried Wicklein, Director