inspection results in the 3 inspection cycle (2017-2018); the score in each element of the quality control system of most audit firms was higher than that during the 2 cycle, notably the ‘monitoring’ element
(3) Irwan Abdalloh, Head of Islamic Capital Market, Indonesia Stock Exchange (4) Gabriel Wilson-Otto, head of stewardship, Asia Pacific, BNP Paribas Asset Management (5) Amay Hattangadi, managing
Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit
our expectations of each element for the second-cycle audit inspections, in response of the deficiencies found during the first cycle. It was obvious from the 2014 inspection results that the audit
คู่มือการแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) ผ่านระบบ ORAP 1. การเตรียมความพร้อมส าหรับการส่งแบบแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) 1.1. จัดท า
Exchange Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the
Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm
หารือกับ H.E. Mr. Sou Socheat, Director General (ที่ 2 จากขวา) และ Mr. Khy Pochchhy, Head of Research and Securities Market Development Division, Securities and Exchange Commission of Cambodia (ขวาสุด
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Financing (Securities Company) Company Head office 1 TSFC SECURITIES PUBLIC CO.,LTD. 9TH FLOOR, PLOENCHIT TOWER, 898 PLOENCHIT ROAD
Governance through Responsible Data" at the SET Sustainability Forum 1/2024: Grounding Greater Governance for Good along with Ms. Wiyada Wiboonsirichai, Head of Global Internal Audit and Compliance, Banpu