checklist, climate scenario analysis and risk management application” โดยมีนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ก.ล.ต. ร่วมกับ Mr. Andrew Beirne ที่ปรึกษาด้านเศรษฐกิจและแผนกพรอสเพอริตี้และผู้แทนถาวรสห
stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT
แบบรายงาน_oper risk (สธ.12/2561)
the fund due to economic crisis, public danger or other serious situations, they will be able to suspend or postpone their contributions for one year at a time with approval of the Minister of Finance
of Business Operation: Derivatives agents must have in place (1) clear organization structure, (2) working system that prevents conflict of interest and the leak of information, (3) risk management
แบบ RLA (Risk Level Assessment) [รอบที่ 2 ปี 2566]
แบบ RLA (Risk Level Assessment) [ปี 2567] Hash ID : f5a0a21c008f55ccced27f1b5967844645c6b90e6afeddc1aa5eca5cd042f386
, and in the calculation of their net capital, adjust the risk value (haircut) of securities with irregular price movements, i.e., the securities required by the SET to trade on cash balance accounts for
and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre . Clause 6. The securities company shall
stored in the information centre and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre. Clause 6