reference. Notification of the Securities and Exchange Commission No. Kor Thor. 8/2549 Re: Preparation and Disclosure of Financial Statements of Derivatives Business Operators By virtue of Section 9 and

million loss in Q2/2011. Miss Vorapin gained such material non-public information by virtue of her position as a chief finance officer of TUCC. The Criminal Court sentenced the accused to pay a fine of Baht

43.99 million which resulted in TUCC’s Baht 104.86 million loss in Q2/2011. Mr. Yongyuth also gained the benefit from his suggestion. He gained such material non-public information by virtue of his

/2012. Mrs. Pantipa gained such material non-public information by virtue of her position as a financial controller of IT. SEC Act S.241 Settlement Committee Meeting No. 3/2015 Settlement Committee

million baht in comparison with the net loss of 30.80 million baht in the previous quarter. Mr. Paiboon used such material non-public information to gain unfair benefits over other persons by virtue of his

virtue of his position as a Chief Executive Officer of ESTAR. SEC Act S.241 Settlement Committee Meeting No. 8/2015 Settlement Committee Order No. 63/2015 Dated 17/09/2015

significantly higher than the market price, thus requiring CPALL make a tender offer for acquisition of all MAKRO shares at the same price. He obtained the material non- public information by virtue of his

higher than the market price, thus requiring CPALL make a tender offer for acquisition of all MAKRO shares at the same price. He obtained the material non- public information by virtue of his positions

- public information by virtue of his positions before such information became public on April 23, 2013. SEC Act S.241 Settlement Committee Meeting No. 10/2015 Settlement Committee Order No. 76/2015

. Witoon used such non-public information material to gain unfair benefits over other persons by virtue of his position as a chairman of management committee of GLOBAL. SEC Act S.241 Settlement Committee