) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration
turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
sector agreed that progress in technology has played an important role in causing businesses to adapt and prepare to handle the expectations of investors in accuracy, speed of service and the need to
governance;(6) Disclose scope https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8654 SEC urges business operators to make necessary preparations to handle COVID-19 situation SEC requests that business
conditions to handle potential risks and liabilities from duty performance, for example, in case of loss of clients’ assets. SEC Secretary-General Ruenvadee Suwanmongkol said: “Technology is key to digital
than 3-year period, and under no general commercial conditions. The Company will rent a personal residence (including both the house and the land) located at Cape Amarin, Kamala, Phuket (“Premises”) for
baht or more, excluding the value of the property used as a permanent residence of such person; (b) having annual income of ten million baht or more, or https://publish.sec.or.th/nrs/7186pe.doc
, excluding the value of the property used as a permanent residence of such person; (b) having annual income of ten million baht or more, or https://publish.sec.or.th/nrs/7186pe.doc Translation intends to
/ActandRoyalEnactment/Act/translate-deri.doc ด4 : (a) having a net asset value of seventy million baht or more, excluding the value of the property used as a permanent residence of such person; (b) having annual income
/ActandRoyalEnactment/Act/translate-deri.doc ด4 : (a) having a net asset value of seventy million baht or more, excluding the value of the property used as a permanent residence of such person; (b) having annual income