provision: “SECTION 96 The SEC may require a securities company to have a paid-up registered capital in an amount specified for operation of securities business in any particular category or manner.” SECTION
fees and expenses; (14) dissolution of mutual fund. Clause 4 The particular on the specific characteristics of mutual fund shall contain summarized details of mutual fund as follows: (1) name of the
from the purchases during the motor show in July. In 2020, commercial banks accelerated their assistance to debtors, in particular for SME. The BOT has provided a six-month loan payment holiday for both
The Secretary of the Securities and Exchange Commission The company clarifies cause and reason if relative performance of a particular company varies more than 20% compared to previous year; we hereby
The Secretary of the Securities and Exchange Commission The company clarifies cause and reason if relative performance of a particular company varies more than 20% compared to previous year; we hereby
. (2) Any securities company, which ceases to undertake any particular category of its business or ceases any particular transaction which requires reporting, and when the Office has received notice in
when such securities company has resumed its business operation with the approval from the SEC or the Office. (2) Any securities company, which ceases to undertake any particular category of its business
such securities company has resumed its business operation with the approval from the SEC or the Office. (2) Any securities company, which ceases to undertake any particular category of its business or
in any particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's
particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed