) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or

, administer and manage any risks which arise or may arisen from conducting business to be at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control

( 62 ) http://172.19.1.196:8983/solr/secweb/select?q=electrical control OR "electrical control" OR "electric manage" OR "electric oversee" OR "power manage" OR "power oversee"&wt=json&indent=true&facet

OR "electrical control" OR "electric manage" OR "electric oversee" OR "power manage" OR "power oversee"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field

SEC Search Search From : Home > Search > Search Results search: Documents Any Documents Microsoft Excel ( 10 ) http://172.19.1.196:8983/solr/secweb/select?q=electrical control OR "electrical control

control OR "electrical control" OR "electric manage" OR "electric oversee" OR "power manage" OR "power oversee"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field

year;             (3) To adjust security measures to be commensurate with the risks of small business operators by, for example, reducing the penetration testing frequency, increasing access control

the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of

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To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring