liquidate the collaterals. Nevertheless, the liquidation value may be insufficient to cover the debt, causing losses to the brokers and impacting the credibility of the overall capital market. Additionally

____________________________________________________________________ Remark: The rationale for issuing this Notification is to determine an undertaking not deemed as a derivatives dealer to cover offer to trade or trade in derivatives for his own account with person

commissioning the reviewers for preparation of the carbon footprint data. The fee deduction scope will also cover the expenses for commissioning consultants for carbon footprint data preparation. In this regard

SEC?s approval list who also work for leading auditing firms (big 4). The special audit will cover the transactions with MILL?s business alliances which may be considered as related parties and shares

price risk measurement tool, on the cover of the registration statement and prospectus.In addition, the draft amendment would allow foreign shares and foreign index to be an additional underlying for DW

questions cover personal data, financial status, financial knowledge and experience, investment objective as well as risk appetite and willingness to take risks. For instance, it may be the case that young

a digital wallet management system to accommodate efficient custody of digital assets and keys* and ensure safety of clients’ assets.   The regulations cover the following requirements:  (1)  Policy

the regulations related to inbound and outbound fund offerings to cover cross-border offerings of funds under the HK-TH MRF scheme as well. In essence, a mutual fund approved for establishment and

investors? interest. In addition to its current focus on local shareholder protection, TIA will expand its efforts to cover protection for investors of other financial products as well as foreign securities

, repealing the requirement to have the fund supervisor approve a property insurance agreement, extending the income guarantee clause to cover an event of capital increase filing, and repealing the