functioning of the financial markets. (i) “Enforcement Purpose(s)” means a purpose referred to in Paragraph 10(a) of the IOSCO MMoU. (j) “Hong Kong” means the Hong Kong Special Administrative Region of the
knowledge and understanding of the general law governing professional practices. Directors, managers and persons with power of management who are responsible for the work unit relating to the functioning as
implemented to maintain the integrity of information and security data and to support the effective functioning of application controls. (ISA315) • Application controls are manual or automated procedures that
related party transactions and board nomination and election. 2. Background A sound corporate governance framework plays an important role in creating a favourable investment climate and functioning capital
potential impact on the overall fair and orderly functioning of the market. (ESMA, 2016) Source: CFA Institute. (2023). Trade strategy execution * Top 3 Types of algorithms used based on The 2023 algorithmic
, reduce the cost of capital, underpin the good functioning of financial markets, and ultimately induce more stable sources of financing. There is no single model of good corporate governance. However, some
intended to serve these functions in a manner that protects, manages, restores, and/or enhances natural features, processes, and systems in a functioning and sustainable manner. Natural features: Nature
SEC Office to suspend functioning as appraisal company in capital market or being under the period of time that the SEC Office could refuse to accept the application. Clause 11 A person would obtain an