for IEC’s failure to prepare and submit an accurate annual report for the year (From 56-2) for the year 2018 in compliance with the rules specified in the notification of the Capital Market Supervisory
for IEC’s failure to prepare and submit an accurate annual update information statement (“Form 56-1) for the year 2018 in compliance with the rules specified in the notification of the Capital Market
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to submit an accurate and truthful report of the net capital to the office of Securities and Exchange Commission which violated section 109 of
Securities (Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to submit an accurate and truthful report of the net capital to the office of Securities and Exchange Commission which violated section
recent suspension of all Baht and cryptocurrency withdrawals. The e-form aims to further facilitate the affected investors’ submission of information and the SEC’s collection of clear and accurate facts
accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the
prepare and submit the accurate financial statement for the year 2016 specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty
prepare and submit the accurate annual registration statement for the year 2016 (Form 56-1) specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction
prepare and submit the accurate annual report for the year 2016 (Form 56-2) specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty
reached or passed five percent of the total number of voting rights of NEWS. He later filed the accurate reports (Form 246-2) to the SEC Office on March 30, 2018. SEC Act S.246 Settlement Committee