protection gap existed in investment adviser regulation.” DATA • Freedom of Information Act: Filed a request for all annual Form ADV filings for investment adviser information. + • SEC Investment Adviser
audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors in the audit firm who has an influence on the applicant’s giving of opinions, including the spouse and children of me
partners or equivalent, other licensed CPAs, or assistant auditors in the audit firm who has an influence on the applicant’s giving of opinions, including the spouse and children of me, of the person with
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
Capital Market 'Work' for Everyone", which aims to drive sustainable growth across all sectors by promoting the importance of freedom and equality." remarked Rinjai Chakornpipat, SET senior executive
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
under the 2 concept “Enjoy the World of Travelling Freedom”. The AEON Royal Orchid Plus World Mastercard offers the ultimate in travel experiences and superior customer benefits for both business and
whether or not the company (and its management) have complied and, if not, the extent of, and reasons for, non-compliance. (i) Governments in each country should adopt measures to ensure the independence
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision