, the applicant shall have no record of violation of the law governing the undertaking of its business, other laws relating to financial business and concerning unfair securities trading, fraudulent or
granted, the applicant shall have no record of violation of the law governing the undertaking of its business, other laws relating to financial business and concerning unfair securities trading, fraudulent
of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or foreign law
offense under the law controlling business operation of such person or any other law relating to financial business, both of which concern unfair securities trading practices or cheating, fraudulent or
of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or foreign law
the authority in accordance with law on securities and exchange, in the offences of unfair securities trading practices, or fraudulent or dishonest management; (3) has been tried in any criminal
fraud in assessing risks to the achievement of the organization’s objectives. Questions Yes No 8.1 The company assesses the potential for fraud covering all types of fraud including fraudulent financial
invest in assets that could be fraudulent, and SEC has not been able to extend its supervisory coverage to such businesses. Therefore, SEC intends to improve the regulations to be consistent with the
October 2016, the said executives and their associates had jointly committed fraudulent acts by misappropriating the sale money of 25 issues of KC B/E, at the total value of approximately 425 million baht
early retirement of employees in private sector at the age of 55 to obtain tax benefit in the same way as that is currently available to civil servants. [ Goal 1 ]24 . . . . . . . . Issuance of Non-Voting