) • Financial sector & high risk non-financial sectors • Transition risks & physical risks (and opportunities) • Forward-looking information & scenario analysis • Short-term, medium-term & long-term • Qualitative

in relation to capital adequacy, risk management, internal control and executive remuneration, etc. The above-mentioned measures will not only drive forward implementation of the SEC mission regarding

revised upward the 2017 global economic projection to 3.7 percent, and projected that the world economy may see even brighter growth of 3.9 percent in 2018. Looking forward into 2018, economic activity

2013-2015 37 kEY ACHiEvEMENTS 46 THE 20TH ANNivERSARY HiGHliGHTS 48 TwO dECAdES OF THE THAi CApiTAl MARkET dEvElOpMENT AppENdiCES 54 STATiSTiCAl HiGHliGHTS 79 REpORT OF THE SEC BOARd ON iNTERNAl CONTROl

PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) - บรรยายโดย คุณสิริวิภา สุพรรณธเนศ - รองเลขาธิการ ส านักงาน ก.ล.ต. “บทบาทตลาดทุนไทยในการส่งเสริมการลงทุน และการระดมทุนของประเทศ” SEC

Microsoft PowerPoint - PPT 2#*-*H-A%042!2#3˘8###!-ˆ#4)10@ˆ5"ˇ_241166 SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) การขออนุมัติการลงทุนในตางประเทศ บมจ. หวานเจี๊ยบ

internal audit report concerning cost of sales and inventories which were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee

internal audit report concerning cost of sales and inventories which were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee

2017 >   ​​​​​​CG Code >   Principle 6 Strengthen Effective Risk Management and Internal Control CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related

the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls