listed companies, e-Know Your Customer (e-KYC) and cybersecurity. The new MOU will focus on supporting Thailand to further develop the regulatory environment for the FinTech sector, promote sustainable
ASEAN Secretariat. The meeting was held at the SEC Office Building on 23 August 2019.The meeting was set to focus on updating further progresses of ACMF Working Groups, with key topics on developing the
other related rules. The draft amendment, having previously undergone a focus group consultation, aims to remove impractical procedures and enhance consistency of relevant provisions under the principle
guidelines focus on four key areas, namely PF management, work systems, investment management and complaint handling. The objective is to facilitate flexibility and adjustment in line with the diverse nature
efficiency and practicality for the industry. On the salesperson side, the focus will be to enhance quality by recategorizing sales licenses according to levels of risk and complexity of the products. The
a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty
have alternatives by using the capital market to accumulate wealth in the long run.SEC studied regulations in other countries to find proper guidelines for supervision, which focus on standardized
authorities to keep pace with innovations and address emerging complex challenges. This MoU also underlines SEC Thailand’s focus on strengthening relationships with leading regulatory authorities, including
society is approaching. With its importance to the country?s economy, banking industry can help create long-term saving discipline by putting more focus to tackle the said problems while lessening a boost
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับคณะนิติศาสตร์ จุฬาลงกรณ์มหาวิทยาลัย จัดงานสัมมนากลุ่มย่อย (Focus Group) ซึ่งเป็นการเริ่มต้นในโครงการธุรกิจกับสิทธิมนุษยชนสำหรับภาค