SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of

Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the

Suvarnabhumi Airport. The SEC has also forwarded the matter to the Office of the Auditor General for further examination as well as to the Ministry of Finance and the Ministry of Transport for consideration

and a further fine of Baht 100 each day starting from the day after prosecution until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 30/11/2012

and a further fine of Baht 100 each day starting from the day after prosecution until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 20/03/2013

further fine of Baht 500 each day starting from the next day of the judgment date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 27/01/2014

113,500 and a further fine of Baht 500 each day starting from the next day of the judgment date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated

, resulting in a fine of Baht 60,750 and a further fine of Baht 500 each day starting from the next day of prosecution date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with

fine of Baht 267,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date until the company so complies SEC Act S.56 and 199 Criminal Complaint Filed with an

exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. We hope this exemption will further reduce a burden to private sector in this difficult time.”