of listed company, and possess prohibited characteristics as director or executive of listed company or personnel in the capital market throughout the period when he is still subject to the criminal
offences in violation of such law has caused {A} to have untrustworthy characteristics as director or executive of listed company, and possess prohibited characteristics as director or executive of listed
also considered personnel in the capital market. As a result, his aforesaid misconduct has caused him to possess the prohibited characteristics of capital market personnel.* This deems him unfit to
investment, societal benefits, environment, and good corporate governance. Currently, the PVDs possess overall assets of approximate net value of 1 trillion Thai baht, which is a considerably significant
reports on financial conditions. In addition, their executives must possess the prescribed qualifications.Besides public sector organizations must file registration statement with additional material
does not possess prohibited characteristics pursuant to the law governing securities and exchange and notifications issued by virtue of the said law. The letter of certification shall be signed by the
-backed ICO with a proper mechanism to protect investors’ rights. 1. Appoint a trustee to protect digital token holders’ interests. Trustee will possess real estate or hold shares of special-purpose entity
, procedures, and controls established, maintained, documented, and enforced by the CRA. A CRA should prohibit retaliation by the CRA or an employee against any employees who, in good faith, make such reports. 2
16/2. Each board member appointed by the Minister shall be Thai national and shall not possess any prohibited characteristics in accordance with Section 9 and shall not be director, manager, person
the SEC Office to be the secretary of the Capital Market Supervisory Board. SECTION 16/2. Each board member appointed by the Minister shall be Thai national and shall not possess any prohibited