from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow:            (1) In the case of {A}, she was found to fail to examine the correctness of

money laundering, etc. Moreover, the issuer must not violate or fail to comply with the law, which may cause severe and significant effects on the issuer’s business; (2) Empowering the SEC to lay out

commencement of the prosecutor’s case filing to the Court of Appeal’s final decision, was relatively fast, taking only two years and three months to complete. Should the defendants fail to comply with the

requirement on experience on affixing signature to express an opinion on financial statements to be more in line with the current auditing environment;  (3)  To exempt auditors in the capital market who fail

false entries or fail to enter any material statement in the accounts or documents of, or related to, Zipmex Thailand. This case is in the process of inquiry by the inquiry official. DAB Act S.82 88

work systems, causing the company to fail to operate its business in compliance with the governing regulations. Therefore, on 19 March 2021, by virtue of Section 35 Paragraph 1 of the Emergency Decree

there shall be no expression of opinion that the auditor's scope of audit is limited by any act or omission to act of issuers' directors or executives. 2. The issuers shall not fail to file the financial

to obstruct or prevent the shareholders meeting from taking place, such directors may be deemed to fail to perform their duties as prescribed in Section 89/7 of the Securities and Exchange Act B.E

, derivatives clearing house, the association of derivatives business operators, persons who fail to pay the fees specified under the Derivatives Act, directors and executives of the juristic persons above (under

scope of audit is limited by any act or omission to act of issuers' directors or executives. 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. In case