a result, NUSA was required to amend its financial statements to ensure disclosure of accurate information. However, it has been found that the annual financial statements for the year 2023 and the
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital
has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC
infrastructure trusts to ensure that they have adequate and suitably high levels of capital. Under the proposed amendments, the initial capital requirement or the minimum amount of owner’s equity must be
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get
demonstrate that there are systems on the appointment of a custodian agent in place as follow: (1) System for selection a custodian agent to ensure that the custodian agent has a system ready for taking assets
issuer's board of directors. This is to ensure that the board is committed and responsible for decision-making and the disclosure of information related to ICO project; (2) Token holder resolutions: To
analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection. The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective