caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into appraisal in risk management
system to prevent damage caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into
to prevent conflict of interest; (2) risk management system to prevent damage caused by risk arising from business operation to the extent that it does not have an adverse affect on the business
cases where there is a change to a computer system relating to derivatives clearing and settlement to the extent that it affects the business operation of the relevant derivatives clearing house, the
with respect to securities to the extent that it affects the business operation of the relevant securities clearing house or central securities depository, the securities clearing house or central
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
Rules for Operation of Derivatives Exchange
Rules for Operation of Derivatives Clearing Houses
Outsourcing Function related to Business Operation to Third Party
project is expected to introduce new approach for assessing the business and investment climates from the business opening, operation to closing through the provisions of business regulatory environment of