the extent that the Institutional Investors and their clients are best served by the Related Service Providers. Investment Governance Code 41 Principle 3: Institutional Investors Should Make Informed
กระทรวงพาณิชย์ ตัวชี้วัดดังกล่าวประเมินประสิทธิภาพของกฎหมายที่เกี่ยวกับ การให้ความคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยแบ่งการประเมินออกเป็น 2 หัวข้อ ได้แก่ Extent of conflict of interest regulation index (การ
derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker
investment units in the portion yet to satisfy the minimum of 5 year investment.The said action was a violation of conditions prescribed by the Revenue Department, causing the client to pay back tax deductions
material misstatements, as well as determining whether they are properly implemented. Although the form and extent of documentation for this audit procedure are influenced by several factors such as the
Shareholders No.1/2019 to the extent that it is appropriate and necessary within the scope of laws. The Company would like to inform that the transaction of acquiring ordinary shares of KPN Academy Company
reasonable. 8. The nature and extent of the interest of the connected persons in the transaction : -Non- 9. In this Business Size has not over 1 million baht but over than 0.03% of NTA value of the company, So
extent of the interest of the connected persons in the transaction : -Non- 9. This transaction allows to standard of receiving and selling of assets. In this schedule the company sold out the investment
- retail investors. The greater extent of offering to retail investors will not only widen investment alternatives, but also expand business opportunities for the mutual fund operators and propel integrated
Proactive oversight The board should proactively oversee, review and approve the approach to risk management regularly or with any significant business change and satisfy itself that the approach is