exploitation of this channel for the benefits of certain person or group of persons.Mr. Vorapol Socatiyanurak, SEC Secretary-General, said ?In establishing a retail fund, its investment units should be dispersed

comparing with the quarter ended June 30, 2017 increased from THB 46.56 million to THB 82.00 million or increased THB 35.44 million or 76.12% because the Company got the revenue from the exploitation of

-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the

adopt the I Code as a guideline for work operation and investment.?Institutional investors are a  key component of the capital market. Their adoption of the I Code will enhance trustworthiness of both

dishonest persons, money laundering and exploitation of digital assets to facilitate illegal financial transactions, while ensuring precise supervision to facilitate honest use of digital assets as a

asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by dishonest persons, money laundering and exploitation of

Bangkok, July 7, 2015 ? The SEC is revising rules on private placement (PP) of newly issued shares to protect existing shareholders and prevent the exploitation of this means for the benefits of any

loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool.  The SEC Board has therefore considered exercising authority within the scope

was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under