proceeding to comply with Paragraph 1, derivatives broker shall clearly specify in such deposit account or investment that the undertaking by derivatives broker is for client's benefit. In the case where the
profession and with additional requirements regarding asset appraisal for widely used. In this regard, the appraisal report shall explicitly specify the objective of the asset appraisal that it is widely used
depositories shall take at least the following actions: (1) clearly determine roles and responsibilities of the board of directors and executives; (2) evaluate the performance of the board of directors and
restricted to offer investment units for sale specifically to institutional investors , ultra-high net worth investors , high net worth investors and big retail investors ; “ accredited investor fund ” means a
investment units for sale specifically to institutional investors, ultra-high net worth investors, high net worth investors and big retail investors; 3“accredited investor fund” means a mutual fund whose
consultation on capital market product having high-risk or complex characteristics only specifically to investment unit and debt instrument having high-risk or complex characteristics ; (c) complex instrument
specifically to investment unit and debt instrument having high-risk or complex characteristics; (c) complex instrument investment consultant type 3 is able to provide consultation on capital market product
price and: (2) In the case where the bid-offer price is conditional, the securities company shall clearly clarify the conditions to the counterparty , and the securities company shall be allowed to refuse