exercises effective control in relation to the customer’s account or transactions; (5) “suspicious transaction” means suspicious transactions to be reported under anti-money laundering legislations; (6) “anti
in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in relation to the customer’s account or
owns the account, or has significant interests in the customer’s transactions; (4) “ultimate controlling person of the transactions” means a natural person who ultimately exercises effective control in
business strategy, the use of a common brand name, or a significant part of professional resources. Audit Oversight Authority means a foreign authority which exercises function corresponding to the SEC
where the issuer can redeem the structured notes before maturity (callable), the risk must be clearly identified that the investors may be exposed to the risk if the issuer exercises a call option i.e
options. Such right must be exercised according to the terms and conditions specified in an options contract. When the buyer exercises his options, the seller may make physical delivery of the underlying
30 years. The Company will give promise the extend the lease term for another 30 years. If WHART Trust exercises the right under the promise upon the expiration of the first 30 years, the total lease
’ Agreement between the Company and NYK Group until the date the Company exercises its right to make investment in LRT by the purchase of an additional 29 percent of shares in NYKT). In this regard, the 2017
sub clause (5) of the first paragraph may be outsourced. 6 Clause 22 In the business operation, the REIT manager shall conform to the principle of business conduct as follows: (1) exercises its duties