Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives

Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies

Exemption for Preparation and Disclosure of Securities Holding of Executives of Financial Institution Closed by the Financial Institution Reform Committee Order

Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter    Executives of securities companies and personnel in securities business |- Approval and

Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008)

Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel

Professor Pornanong Budsaratragoon, Ph.D., Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives, met with Professor Dr. Surakiart Sathienthai, Advisory Vice

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, and the Association of Securities Companies (ASCO), led by Chairman Pichet

SEC Secretary-General Rapee Sucharitakul (4th from left) posed with senior executives from capital market businesses at “the SEC Conference 2019: Capital Market for All,” which highlighted the

. Jomkwan Kongsakul and Mr. Anek Yooyuen, along with SEC executives and staff, participated in a merit-making ceremony on the occasion of the New Year's Day 2024 at the SEC Building on 4 January 2024.