retrieval for review or inspection by the SEC Office without delay; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service provider upon request. Chapter 3 Compulsory
the Office 17. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will
PE ratio in model 1 is first estimated as a function of all explanatory variables except CSR proxies. This baseline model will constitute a building framework for examining the impact of individual CSR
or home regulator, as the case may be. Clause 7. Prior to selling units of foreign collective investment scheme, securities company shall at least undertake the following steps: (1) examining
from specific industries In audits of leasing businesses, the auditor occasionally performed tests of controls on credit approvals to end customers without examining appropriate supporting documents such
examination together with documents and evidence in full. In examining the characteristics of the units of foreign ETF, the SEC Office may instruct the applicant to make clarifications in person or submit