such change shall be disclosed; (4) Information on unit holding in excess of the unit holding limit currently evident, specifying the number of persons or groups of persons holding investment units in
include trend data that can help investors to assess the company’s strategy and prospects. For example, do disclosures indicate significant trends that are not evident from the financial statements and, if
auditor rotation requirements into account, it is evident that the audit firm should establish at least four partners or equivalent to meet the rotation requirements within the firm. Statistic as at 31
normalization of the Federal Reserve’s balance sheet, the impact of which will be more evident this year, will likely contribute to occasional volatility in capital flows, prompting businesses to manage their
, as evident in the recent emissions scandals. Although there is scope to improve international regulatory standards by the US EPA and the EU Commission, this will take time and therefore, the use of a
TRANSLATED VERSION As of June 3, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), Sec...
be added as Section 160/1 of the Securities and Exchange Act B.E. 2535: “SECTION 160/1 In the case where it is evident to the members under Section 158 that the operation of the Securities Exchange
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
Thailand respond more strongly to best-performing funds, as evident in the coefficient on the variable top performance quintile, similar to Sirri and Tufano (1998). Second, funds that are operated by asset