such change shall be disclosed; (4) Information on unit holding in excess of the unit holding limit currently evident, specifying the number of persons or groups of persons holding investment units in
include trend data that can help investors to assess the company’s strategy and prospects. For example, do disclosures indicate significant trends that are not evident from the financial statements and, if
business and provides services for a client with loyalty, expertise and proficiency, including due diligence and care in the same manner as a professional would exercise in like circumstances; (2) operates
normalization of the Federal Reserve’s balance sheet, the impact of which will be more evident this year, will likely contribute to occasional volatility in capital flows, prompting businesses to manage their
, as evident in the recent emissions scandals. Although there is scope to improve international regulatory standards by the US EPA and the EU Commission, this will take time and therefore, the use of a
TRANSLATED VERSION As of June 3, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), Sec...
be added as Section 160/1 of the Securities and Exchange Act B.E. 2535: “SECTION 160/1 In the case where it is evident to the members under Section 158 that the operation of the Securities Exchange
with proficiency in investing in companies with financial problems and distressed assets and a strong expertise in debt management and business turnarounds through raising funds from high net worth
with proficiency in investing in companies with financial problems and distressed assets and a strong expertise in debt management and business turnarounds through raising funds from high net worth
is a group of juristic persons consisting of investment funds with proficiency in investing in companies with financial problems and distressed assets and a strong expertise in debt management and