prosecution order against the alleged offender; however, the alleged offender escaped and an arrest warrant was issued to bring the alleged offender to trial. SEC Act S.314 in conjunction with 307 311 312

issued a prosecution order against the alleged offender; however, the alleged offender escaped. SEC Act S.243(1) in conjunction with 244 and 243(2) in conjunction with Section 86 of the Penal Code

, so Mrs. Phenchan avoided a net loss from the prices of securities of AMC were decreased. 03/12/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :

2018, so Mr. Woraphant avoided a net loss from the decrease of STEC shares prices. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : 

public on 15 February 2018, so Miss Preeya avoided a net loss from the decrease of STEC shares prices. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as

, 2017, so Mrs. Phenchan avoided a net loss from the prices of securities of AMC were decreased. 03/12/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows

2018, so Mr. Woraphant avoided a net loss from the decrease of STEC shares prices. In addition Mr. Woraphant discloses inside information to Miss Sasipas Chontong, while he knows or ought reasonably to

2018, as a result Ms.Chantip avoided a net loss from the decrease of UVAN shares prices. 13/01/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :

account to sold UVAN shares before UVAN disclosed the inside information to the public on 14 August 2018, so Ms.Chantip avoided a net loss from the decrease of UVAN shares prices. 13/01/2021 agreed to

, while he escaped from the case.  Owing to such severe offences, the SEC deemed Chalerm unfit to be in the securities business personnel and, therefore, revoked the approval status of the investor contact