public by citing digital assets. As such, SEC has to warn investors to continue being cautious. The launch of the “เสี่ยงสูง.com” microsite is therefore the center for essential information for
has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information
recklessly. In this well-connected era, consumerism has rapidly intensified and spread widely through various perceptive channels especially the mass media. Ignorance is another essential cause of improper
. It is essential for each authority to reconsider the scope of supervision over financial institutions and discuss whether the separation of regulatory body as currently adopted is efficient, flexible
information is an essential part of the disclosure required to enable shareowners and investors to make informed investment decisions. The term ‘non-financial’ is used to refer to information relevant to the
investors to prevent making investment without knowledge, which may adversely affect investor confidence in mutual fund industry.? said Dr. Vorapol. ?It is essential for mutual fund industry to develop the
comments on the draft amendments to the relevant regulations,** with the essential points as follows: (1) Requiring the audit firms in the capital market to maintain a minimum of four
ของการกำกับดูแลกิจการที่ดี โดยมี ศ. ดร.พรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวต้อนรับ และบรรยายในหัวข้อ “Governance – An Essential Ingredient of Sustainability” นอกจากนี้ ดร.ประสาร ไตรรัตน์วรกุล อดีต
beneficiaries diverge from each other. Financial Reporting Council 7 Principle 3 Institutional investors should monitor their investee companies. Guidance Effective monitoring is an essential component of
; (17) issues concerning REIT manager; (18) fees and expenses; (19) amendment to the trust instrument; (20) dissolution of the REIT. Clause 4 The essential covenants in part of establishment of a REIT