can demonstrate that it has adopted a mechanism which ensures that the management of the company shall be for the best interest of the business and its shareholders as a whole; (b) having benefits
shareholders' rights and ensures fair treatment or how the corporate management works for the best interest of the business and all shareholders. Such descriptions should enhance investors’ understanding of the
Capital Market Supervisory Board. (2) having a mechanism which ensures that the person under sub clause (1). shall perform his duty with responsibility, due care and loyalty, and shall comply with all 17
responsible for ensuring the appropriate level of capital and liquidity to accommodate our present and future business operation. Meanwhile, KBank ensures that policies, processes and systems for controlling
business operation. Meanwhile, Senior Management ensures that policies, processes and systems for controlling, monitoring and reporting risks and capital are in place whereas segregation of duties and
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
suggestions on the matter are welcome until December 20, 2012Advertisement content and format must contain essential, complete and correct information without suitable guidance or any guarantees of return on
Live Chat on the SEC web site.______________________*Remark: The SEC neither certifies investment products nor guarantees returns on investment or operating performance of business operators.
accounts for this period. 2 / 2 4. The Financial Cost is Baht 8.85 million which is Baht 1.94 million or 28.15% higher than the year of 2016. It is a result of bank fees from bank guarantees. 5. The net loss
futures contracts, not less than the specified ratio.** Subordinated liabilities means liabilities that determine the rights of creditors lower than ordinary creditors. Such liabilities have no guarantees