maintenance of market orderliness and enhancement of investor protection, but also facilitate introduction of new products and services in the Thai market. 5. Investor education The SEC has given high priority

143,840,400 and actual buying & selling price of the land that is located nearby which is approximate Bath 276,912,000 - 338,448,000 by the company using the maximum price is the price of the actual trading of

Miss Pornpen Nithikasem Miss Pornpen Nithikasem joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing

Mr. Kumpol Wirathepsuporn Mr. Kumpol Wirathepsuporn joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of

Mr. Treekhanit Makraksa Mr. Treekhanit Makraksa joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing

Mr. Thitipat Thitiphan Mr. Thitipat Thitiphan joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of concealing and

Mr. Teerachai Rattanakamolporn Mr. Teerachai Rattanakamolporn joined or agreed with other offenders in manipulating 2 securities by separating duties to executing buying or selling orders in a way of

buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary

, internal control and internal audit in accordance with international standards, and enhancement of the capital market. In addition, the SEC Board requires yearly review of the Code to keep it up-to-date

3. Buying/ selling process of investment products • Describe the features of available channels for buying and selling investment products. • Identify the roles and responsibilities of the financial