According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
duties more efficiently in line with the currently changing landscape. Communication and dissemination of knowledge are an essential tool to enhance the financial reporting quality. In support of such tool
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015. The draft amendments have
SEC Thailand has consecutively taken part in this global event since 2017, reflecting our organization’s dedication to enhance the public’s capital market investment knowledge and digital financial
capital to green investments that are essential in driving sustainable growth in Thailand.”Mr. Andres Vinelli, Chief Economist, CFA Institute added “Climate change is not a future event waiting to happen
to enhance the public’s capital market investment knowledge and digital financial literacy, while ensuring investor protection. These efforts aim to build financial resilience and financial well-being
. Thus, communication with all stakeholders as today is essential. The announcement of this SEC Strategic Plan marks the beginning of sustainable collaboration among stakeholders and market participants
Reporting and Audit Oversight Regulations SHARE : Detail Content Financial reporting and audit oversight Overview of enhancing quality of financial information Financial report is essential