working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that
}. However, after fact examination, it was found that there was a reasonable ground to believe that the actual payment for the purchase of the land and the office building was 40 million baht, and the
; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make
people, we believe that the quality of researches will be continually elevated. In this coming August, Thammasat University will present two research papers concerning tracking debentures for investment in
Provinces Project has elevated Thai capital market?s role in the country development as it provides more opportunity and access for business to long-term fund source. By participating in the Project, the
audit. Accordingly, involvement of engagement partners and EQCRs must be elevated to attain high audit quality, coupled with updating audit manuals and audit programs according to the auditing and
public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of
taking evidence by the plaintiff and the defendant, i.e., the sequence of examination, cross-examination and re-examination. In case of witness examination, there is no statutory requirement for the court
taking evidence by the plaintiff and the defendant, i.e., the sequence of examination, cross-examination and re-examination. In case of witness examination, there is no statutory requirement for the court
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit