fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its

Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way

instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 24/2020 Dated 02/09/2020

which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 48/2021 Dated 21/12/2021

perform her duty resulting in AEC?s violation of section 109 SEC Act S.283 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 33/2021 Dated 18/08/2021

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 52/2021 Dated 21/12

Property Perfect Public Company Limited Property Perfect Public Company Limited (?PF?), a securities issuer, had duty to prepare and submit the annual report for the year 2018 (Form 56-2) through

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 28/2021 Dated 18/08/2021

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021