company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
financial statement of CGD for five consecutive years. The rectified audited financial statements for the year 2013 was later filed with the SET and the SEC Office on November 12, 2014 and November 13, 2014
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
Mr. Sanith Adhyanasakul Mr. Sanith Adhyanasakul, Chief Executive Officer of Property Perfect Public Company Limited (?PF?) ,who is responsible for the operation of PF, had duty to supervise the
Mr. Wutthiphum Jurangkool Mr. Wutthiphum Jurangkool, Chief Executive Officer of Nok Airlines Public Company Limited (?NOK?) ,who is responsible for the operation of NOK, had duty to supervise the
Mr. Surin Tohtubtiang Mr. Surin Tohtubtiang, Chief Executive Officer of Kuang Pei San Food Products Public Company Limited (“POMPUI”), who is responsible for the operation of POMPUI, had duty to
Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement