Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the
had a number of duration of carrying goods that was 103 days, decreasing from last year. For the six-month period of 2017, Inventory Turnover higher than last year that was from 1.65 times to 1.74 times
. Inventory Turnover in the third quarter of 2017 higher than the third quarter of 2016 was from 0.86 times to 0.91 times and had a number of duration of carrying goods that was 98 days, decreasing from last
the investigative expenses, (4) ban the holding of director or executive position at any issuing company or securities company for twice the duration specified by the Civil Sanction Committee, and (5
relevant offense, (3) impose a reimbursement of the investigative expenses, (4) ban the holding of director or executive position at any issuing company or securities company for twice the duration
regulators and regulated entities to foster a strong compliance culture, reinforcing trust and confidence in global capital markets. The event took place on 22 October 2024, in New York, USA.In the picture
, digital asset business operators in Thailand are required to obtain a license under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) and to be regulated by the SEC Office to ensure that
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
ประเมินสำหรับตลาดทุนในลักษณะองค์กรกำกับดูแลตนเอง (Self Regulated Organization: SRO) เพื่อเปิดกว้างให้สมาคมหรือองค์กรวิชาชีพประเมินที่มีความพร้อมสามารถยื่นเป็น SRO ต่อ ก.ล.ต. ได้ ในการนี้ ก.ล.ต. ได้เผยแพร่