investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning
the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a
{G}, they failed to record some of client trading orders correctly and completely. In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if
illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely. {A}'s actions were deemed using client
% compared to the first 6 months of 2019. (The acquisition of ICE, appointed Reseller of Oracle, completely finished on 27th March 2019). Revenue from Implementation and Application Management Service for CRM
financial cost, as the principle payable under the Loan Agreement, the company paid completely. At the Annual General Meeting of the Shareholders of the Company held on 26 March 2018, the shareholders
registration statement have shown the financial status, the operational performance and the cash flow of the issuer correctly and completely in all material respects. In this regard, as evidence that each and
into its custody; (2) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian; (3) System to ensure that the
principle payable under the Loan Agreement, the company paid completely. At the Annual General Meeting of the Shareholders of the Company held on 26 March 2018, the shareholders resolved to declare total